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STATE OF HAWAI`I, Plaintiff-Appellee
vs.
ROBERT T. BARROS, Defendant-Appellant
APPEAL FROM THE FIRST CIRCUIT COURT
(CR. NO. 99-1998)
JUNE 20, 2002
MOON, C.J., LEVINSON, NAKAYAMA, AND RAMIL, JJ.;
WITH ACOBA, J., CONCURRING SEPARATELY AND DISSENTING
OPINION OF THE COURT BY RAMIL, J.
I. INTRODUCTION
Defendant-appellant Robert Barros appeals from a circuit court judgment of conviction for promoting a dangerous drug in the third degree, Hawai`i Revised Statutes (HRS) § 712-1243 (1993), and unlawful possession of drug paraphernalia, HRS § 329-43.5(a) (1993 and Supp. 2000). Judgment was entered August 23, 2000; Barros was sentenced to probation for five years. Notice of appeal was timely filed on September 22, 2000, within the thirty-day period for appeal prescribed by the Hawai`i Rules of Appellate Procedure (HRAP) Rule 4(b)(1). On appeal, Barros argues that the circuit court, Judge Wilfred K. Watanabe, erred in denying Barros's motion to suppress the evidence because the items were obtained through a warrantless pat-down search and seizure incident to an unlawful arrest in violation of HRS § 291C-164 (1993).
For the reasons discussed herein, we hold that an officer is not prohibited from requesting a warrant check in a traffic violation stop when the check does not prolong the length of time needed to issue the citation. Accordingly, we affirm the circuit court's judgment of conviction.
On September 29, 1999, at approximately 2:50 p.m., Officer Rafael Hood (Officer Hood), while on patrol in the Kalihi-Palama-Chinatown-Aala Street area, observed Barros jaywalk from the mauka side of North King Street to Aala Park, then from Aala Park back to North King Street. At 2:56 p.m., Officer Hood approached Barros, intending to issue Barros a citation for jaywalking. Officer Hood forgot his citation book in his patrol car, and decided not to retrieve it. Officer Hood identified himself to Barros, explained the reason for the stop, and informed Barros that he was going to cite Barros for jaywalking. In response to Officer Hood's request for identification, Barros presented his State of Hawai`i Identification Card.
Officer Hood used his shoulder-mounted police radio to request a warrant check. He requested a warrant check because "this was a high drug activity area." Officer Hood also stated that Barros was "acting funny" because "he started shifting from one foot to the other . . . trying to circle me." Officer Hood interpreted his conduct as leading to a possible attack or that Barros "just didn't wanna be there." In addition, Officer Hood generally requests warrant checks to determine "if the person has any unfinished business with the court."
At that time, Officer Hood began to write down the salient information to issue a citation. Because he did not have his citation book with him, Officer Hood recorded the necessary information in his notebook. Within a couple of minutes, dispatch confirmed that Barros had outstanding warrants. Officer Hood placed Barros under arrest for contempt of court. Barros was not aware of the outstanding traffic warrant.
Thereafter, Officer Hood conducted a pat-down search of Barros's person for "contraband, means of escape, [and] fruits of the crime." Officer Hood recovered from Barros's pockets a metallic stick, flattened at one end and burned at the other end. Based on his training and experience, Officer Hood believed the stick to be a "scraper" used to extract rock cocaine from inside of pipes. Officer Hood recovered from Barros's left front pocket a hard cylindrical object believed to be a "crack pipe." As Officer Hood was removing the pipe from Barros's left front pocket, an unraveled napkin also came out revealing a piece of rock cocaine inside.
As a result of the arrest for Contempt of Court and seizure of the items, Officer Hood did not issue a jaywalking citation to Barros. Had Officer Hood not forgotten his citation book, it would have taken approximately five minutes to issue the citation.
III. STANDARD OF REVIEW
The circuit court's ruling on a motion to suppress is reviewed de novo to determine whether, as a matter of law, the ruling was "right" or "wrong." State v. Kauhi, 86 Hawaii 195, 197, 948 P.2d 1036, 1038 (1997). Statutes are reviewed de novo under the "right/wrong" standard. Shimabuku v. Montgomery Elevator Co., 79 Hawai`i 352, 357, 903 P.2d 48, 52 (1995).
Conclusions of law are not binding upon an appellate court and, therefore, are reviewed de novo under the "right/wrong" standard. State v. Tuipuapua, 83 Hawai`i 141, 145, 925 P.2d 311, 315 (1996); State v. Bowe, 77 Hawai`i 51, 53, 881 P.2d 538, 541 (1994). Moreover, a conclusion of law will not be overturned if supported by the trial court's findings of fact and the application of the correct rule of law. Id.
Findings of fact, upon which a motion court's ruling rests, are reviewed
under the clearly erroneous standard. State
v. Okumura, 78 Hawai`i 383, 392, 894 P.2d 80, 89 (1995). "A finding
of fact is clearly erroneous when (1) the record lacks
substantial evidence to support the finding, or (2) despite substantial
evidence in support of the finding, the appellate court is nonetheless
left with a definite and firm conviction that a mistake has been made." Id.
(quotation marks omitted).
IV. DISCUSSION
A
Barros argues that the pat-down search was conducted incident to an unlawful citation arrest. He argues that HRS § 291C-164 confines the arrest procedures in non-criminal traffic violations of HRS chapter 291C to the issuance of a citation, and does not authorize a warrant check. Under both statutory and constitutional analyses, Barros's claim fails.
1. Statutory analysis
When construing a statute, the starting point is the language of the statute itself. Richardson v. City & County of Honolulu, 76 Hawai`i 46, 63, 868 P.2d 1193, 1210, reconsideration denied, 76 Hawaii 247, 871 P.2d 795 (1994). The court's "foremost obligation is to ascertain and give effect to the intention of the legislature," Crosby v. State Dept. of Budget and Finance, 76 Hawai`i 332, 340, 876 P.2d 1300, 1308 (1994), cert. denied, 513 U.S. 1081 (1995) (internal quotation marks and citations omitted), which we discern primarily from the language of the statute itself, although we may consider other sources. Shimabuku, 79 Hawai`i at 357, 903 P.2d at 52. "[W]e must read statutory language in the context of the entire statute and construe it in a manner consistent with its purpose." Mathewson v. Aloha Airlines, Inc., 82 Hawai`i 57, 71, 919 P.2d 969, 983 (1996) (citation and internal quotation marks omitted).
Barros argues that the distinction drawn by the court in State v. Vallesteros, 84 Hawai`i 295, 933 P.2d 632 (1997), between traffic-related criminal offenses and traffic violations must be applied in this case to preclude a warrant check in a traffic violation stop. The Vallesteros court considered the circumstances under which a police officer may order a driver out of a vehicle for a traffic offense. The court applied the rules of statutory construction to HRS §§ 286-10, 803-5, and 803-6. The court found that those statutes overlapped in their governance of arrest procedures for traffic offenses. Pursuant to HRS §§ 803-5(a) and (b) (1993), and HRS § 803-6(b) (1993), police have the authority to arrest a person without a warrant if the officer has probable cause to believe the individual has committed an "offense," and has discretion to issue a citation in lieu of arrest for misdemeanors, petty misdemeanors, and violations. At the same time, however, the plain language of HRS § 286-10 (1993), supported by legislative history, requires that law enforcement personnel issue a citation in lieu of arrest in those instances where they are not required to take the alleged violator before a judge. Reading the statutes in pari materia, theVallesteros court found that law enforcement personnel may arrest individuals for traffic-related criminal offenses, but may not arrest individuals for mere traffic violations. Accordingly, the court held that police officers may order individuals out of vehicles for traffic-related criminal offenses, but may not order individuals out for traffic violations.
In this case, the issue is whether a police officer may request a warrant check in a traffic violation stop. By contrast, in Vallesteros, the issue was whether an officer may order an individual out of the vehicle. TheVallesteros court prohibited the exit order because the officer was statutorily prohibited from making a physical arrest and an exit order is a prefatory step towards making a physical arrest. The conducting of a warrant check, as in this case, is unrelated to taking a person into physical custody and therefore is not a prefatory step towards making a physical arrest. Accordingly, the Vallesteros distinction between traffic-related criminal offenses and traffic violations cannot automatically be applied in this case, and this court must analyze the pertinent statutes to see if a similar distinction should be applied to warrant checks.
Barros urges this court to interpret HRS § 291C-164 (1993) as prohibiting officers from requesting warrant checks in traffic violation stops. HRS § 291C-164 provides:
Except when authorized or directed under state law to immediately take a person arrested for a violation of any of the traffic laws before a district judge, any authorized police officer, upon making an arrest for violation of the state traffic laws shall take the name, address, and driver's license number of the alleged violator and the registered license number of the motor vehicle involved and shall issue to the driver in writing a summons or citation, hereinafter described, notifying the driver to answer to the complaint to be entered against the driver at a place and at a time provided in the summons or citation.(Emphasis added.) HRS § 291C-164 pertains to the issuance of citations to drivers, and not to pedestrians. Therefore, it is inapplicable to Barros in the present case. However, HRS § 291C-165 is applicable to the present case and provides:
Summons or citation. (a) There shall be provided for use by authorized police officers, a form of summons or citation for use in citing violators of those traffic laws which do not mandate the physical arrest of such violators. The form and content of such summons or citation shall be adopted or prescribed by the administrative judge of the district court and shall be printed on a form commensurate with the form of other summonses or citations used in modern methods of arrest, so designed to include all necessary information to make the same valid within the laws and regulations of the State.There is nothing in the language of the statute or the statute's legislative history to indicate that the statute was intended to preclude or limit the officer from performing any of his other duties or carrying out the other standard procedures of his employment. Accordingly, the warrant check was not impermissible pursuant to HRS § 291C-165.(b) In every case when a citation is issued, the original of the citation shall be given to the violator; provided that:(1) In the case of an unattended vehicle, the original of the citation shall be affixed to the vehicle as provided for in section 291C-167; or
(2) In the case of:
(A) A vehicle utilizing the high occupancy vehicle lane illegally; or(c) Every citation shall be consecutively numbered and each carbon copy shall bear the number of its respective original.(B) A traffic or other violation on a controlled access facility that is recorded through the use of a hand-held or mounted video camera, conventional camera, or digital camera that produces photographic identification of a vehicle, the original of the citation may be sent within three days of the date of the incident by certified mail, registered mail, or first class mail with a certificate of mailing obtained as evidence of service to the registered owner of the vehicle at the address on record at the vehicle licensing division; provided that days when the post office is not open to the public shall not be included in the calculation of the tree days; provided further that the administrative judge of the district courts may allow a copy of the citation to be given to the violator or affixed to the vehicle and provide for the disposition of the original copy and any other copies of the citation.
Finally, Defendant cites State v. Rife, 943 P.2d 266 (Wash. 1997), in support of his contention that a warrant check was impermissible. In Rife, the Washington Supreme Court interpreted Washington's statute to find that the police lacked statutory authority to run a warrant check after stopping the pedestrian for jaywalking. Id. at 271. Rife, however, is distinguishable from this case. In Rife, the police detained the defendant for five to ten minutes while the initial check was made and another five to ten minutes while verification was made. In the instant case, Barros was not detained for any longer than it took to issue the citation, see discussion infra. Moreover, the Washington Supreme Court acknowledged in a case subsequent to Rife,
When we interpreted RCW 46.61.021 in State v. Rife, 133 Wash.2d 140, 943 P.2d 266 (1997), to forbid warrant checks in traffic stops, the Legislature acted with uncharacteristic dispatch in a special legislative session to amend the statute to permit what we had deemed forbidden. LAWS OF 1997, Sp. Sess., ch. 1, § 1. The amended statute became effective only three weeks after we issued Rife. Demonstrably, statutes can be ephemeral and are therefore not particularly helpful to [Defendant's] position. Immutable constitutional principles provide more sturdy support.State v. Mendez, 970 P.2d 722, 727 (Wash. 1999).
Accordingly, statutory interpretation does not compel the distinction drawn by the Vallesteros court between traffic-related criminal offenses and traffic violations. Thus, there is no statutory impediment to a police officer requesting a warrant check in the course of traffic violation stops.
2. Constitutional analysis
Article I, section 7 of the Hawai`i Constitution provides in relevant part that "[t]he right of the people to be secure in their person, houses, papers and effects against unreasonable searches, seizures and invasions of privacy shall not be violated[.]" Additionally,
[t]he right to be free of 'unreasonable' searches and seizures under article I, section [7] of the Hawai`i Constitution is enforceable by a rule of reason which requires that governmental intrusions be no greater in intensity than absolutely necessary under the circumstances.State v. Kaluna, 55 Haw. 361, 369, 520 P.2d 51, 58-59 (1974).
This case presents the question deferred in State v. Silva, 91 Hawai`i 111, 979 P.2d 1137 (App. 1999) [hereinafter Silva I]. In Silva I, the police officers were originally dispatched for the purpose of investigating a possible trespass and theft. Thus, the Silva I majority concluded that "HRS § 291C-164 is not applicable to the present situation, and we need not decide whether the statute prohibits a police officer from conducting a warrant check on a defendant stopped for a non-criminal traffic-related infraction." Silva I, 91 Hawai`i at 119-20, 979 P.2d at 1145-46. Because Barros was stopped for a non-criminal traffic-related infraction, this court may now decide the question deferred in Silva I.
In State v. Silva, 91 Hawai`i 80, 979 P.2d 1106 (1999) [hereinafter Silva II], aff'g Silva I, we noted that we "d[id] not read [Silva I] as generally allowing the police to prolong the detention of individuals subjected to brief, temporary investigative stops . . . solely for the purpose of performing a check for outstanding warrants." Silva II, 91 Hawai`i at 81, 979 P.2d at 1107. We now hold that the police may not do so. (1)
In this case, Officer Hood was justified in stopping Barros because
Officer Hood had observed Barros jaywalking --
conduct that is prohibited under HRS § 291C-73 (1993).
(2) As Barros committed the offense in Officer Hood's presence,
there appears to be no doubt that Officer Hood could lawfully stop Barros
to cite him for the offense. (3) In order
to pass constitutional muster, the length of time Officer Hood could permissibly
detain Barros must have been "no greater in intensity than absolutely necessary
under the circumstances." Kaluna,
55 Haw. at 369, 520 P.2d at 58-59. The warrant check was completed entirely
within the time required for Officer Hood to issue the citation. The evidence
in the record also demonstrates that Officer Hood neither used the stop
as a pretext to allow him to request the warrant check, nor did he prolong
impermissibly the stop in order to allow dispatch to complete the warrant
check he requested. (4) Moreover, there
is no indication that Officer Hood requested any information other than
what was necessary to facilitate the warrant check. Thus, Officer Hood's
detention of Barros to run the warrant check did not constitute an unreasonable
intrusion.
B
Barros makes two additional claims: (1) that the circuit court erred in denying Barros's motion to suppress evidence because Officer Hood lacked reasonable suspicion to otherwise justify the warrantless pat-down search and seizure; and (2) that even if Officer Hood did not violate Barros's constitutional rights, the circuit court erred in denying Barros's motion to suppress evidence because the exclusionary rule should apply to deter future violations of HRS § 291C-164, and to maintain judicial integrity.
As to Barros's first argument, the pat-down search was justified under the "search incident to a lawful arrest" exception to the warrant requirement. See State v. Reed, 70 Haw. 107, 115, 762 P.2d 803, 808 (1988) (holding that "it is per se reasonable for the arresting police officers to conduct a warrantless, limited pat-down search of an arrestee's person and the area under the arrestee's immediate control for weapons, escape instrumentalities, or contraband."); State v. Naeole, 80 Hawai`i 419, 423, 910 P.2d 732, 736 (1996) ("We have long held that a search incident to a lawful arrest is an 'exception to the usual requirement that the officer have a warrant prior to conducting the search.'") (citing State v. Enos, 68 Haw. 509, 510, 720 P.2d 1012, 1014 (1986)). Next, because HRS § 291C-164 is inapplicable to the present case, and HRS § 291C-165 does not prohibit Officer Hood from performing a warrant check, this court need not consider Barros's second argument.
After conducting both statutory and constitutional analyses, we extend the holding in Silva I, as clarified by Silva II, to apply to "non-criminal traffic-related infractions" (i.e., traffic violations). The act of calling in a warrant check during a traffic violation stop is not statutorily prohibited and does not amount to an unconstitutional search or seizure. Thus, an officer is not prohibited from requesting a warrant check incident to the issuance of a citation for a traffic violation when the check does not prolong the length of time needed to issue a citation.
In light of the foregoing, we affirm the circuit court's judgment of
conviction.
On the briefs:
Cindy A. L. Goodness,
Deputy Public Defender,
for defendant-appellant
Donn Fudo, Deputy
Prosecuting Attorney,
for plaintiff-appellee
1. Several other jurisdictions that have considered a similar issue regarding the constitutionality of warrant checks conducted during the course of traffic stops have held that such action does not constitute an unreasonable seizure so long as the check does not significantly extend the period of detention otherwise justified by the initial stop. See, e.g., State v. Ybarra, 751 P.2d 591, 592 (Ariz. 1987); Storm v. State, 736 P.2d 1000, 1001-02 (Okla. Crim. App. 1987); State v. Nelson, 708 P.2d 1153, 1155 (Or. Ct. App. 1985); State v. Smith, 698 P.2d 973, 976 (Or. Ct. App. 1985); Petty v. State, 696 S.W.2d 635, 638-39 (Tex. Crim. App. 1985). In addition, "even in temporary investigative stop situations, which may be justified on a lesser 'reasonable suspicion' rather than 'probable cause' standard, the United States Supreme Court has seemingly approved of the use of warrant checks to determine whether the individual being temporarily detained is 'wanted.'" See Silva I, 91 Hawai`i at 118, 979 P.2d at 1144 (citing Michigan v. Summers, 452 U.S. 692, 701 (1981) (quoting a passage from Professor LaFave's treatise on the fourth amendment that states in part: "[In the course of a Terry-type stop, s]ometimes the officer will communicate with others, either police or private citizens, in an effort to verify the explanation tendered or to confirm the identification or determine whether the person of that identity is otherwise wanted. . . . There is no reason to conclude that any investigative methods of the type just listed are inherently objectionable; they might cast doubt upon the reasonableness of the detention, however, if their use makes the period of detention unduly long or involves moving the suspect to another locale.")); see also id. (citing courts in other jurisdictions that have upheld the validity of brief warrant checks during the valid investigatory stops). Thus, the observation of Silva II is commensurate with that of other jurisdictions.
2. HRS § 291C-73 provides in relevant part that "[n]o pedestrian shall cross a roadway intersection diagonally unless authorized by official traffic-control devices; and, when authorized to cross diagonally, pedestrians shall cross only in accordance with the official traffic-control devices pertaining to such crossing movement."
3. HRS § 803-5(a) (1993) provides in relevant part that "[a] police officer or other officer of justice, may, without warrant, arrest and detain for examination any person when the officer has probable cause to believe that such person has committed any offense, whether in the officer's presence or otherwise."
4. "[A]n attack on a conclusion which is supported by a finding is not an attack on that finding. If a finding is not properly attacked, it is binding; and any conclusion which follows from it and is a correct statement of law is valid." Wisdom v. Pfleuger, 4 Haw. App. 455, 459, 667 P.2d 844, 848 (1983). On March 6, 2000, the first circuit court issued its Findings of Fact, Conclusions of Law and Order Denying Defendant's Motion to Suppress Evidence. The court's March 6, 2000 Order, which was not challenged on appeal, includes findings that "Hood approached Defendant in order to issue him a citation for jaywalking," and that "Hood identified himself, explained to Defendant the reason he was stopped, and asked for Defendant's identification in order to issue him a citation for jaywalking." On June 8, 2000, the first circuit court issued its Findings of Fact, Conclusions of Law and Order Finding Defendant Guilty as Charged After Jury Waived Trial. The court's June 8, 2000 Order, which was not challenged on appeal, reiterated that "Hood asked Defendant for identification in order to issue him a citation for jaywalking."
In addition, "it is well-settled that an appellate court
will not pass upon issues dependent upon the credibility of witnesses and
the weight of the evidence; this is the province of the [trier of fact]." See State
v. Jenkins, 93 Hawai`i 87, 101, 997 P.2d 13, 27 (2000) (citation
omitted). Thus, on appeal, we will not disturb the circuit court's finding
that "[Officer] Hood's testimony was credible and the court accepts as
true and accurate his endition of the details of the incident." Officer
Hood testified that he came into contact with Barros because he "wanted
to stop [Barros] to cite him for jai -- jaywalking," that he approached
Barros because he "intended to cite him for . . . jaywalking," that he
"stopped [Barros] because that was the third time that [Barros] had jaywalked
apparently in full view of [Officer Hood], and a uniformed patrol officer
in a marked patrol car," and that if he had completed writing down the
information for the jaywalking citation before the warrant was confirmed,
he "would have [given Barros] the citation and just let him go." Officer
Hood's testimony also revealed that he did not "ha[ve] it in [his] mind
that [Barros] was looking for drugs," that he did not "ha[ve] a gut feeling
maybe that [Barros] had drugs on him," and that he did not "just want[
] to shake [Barros] down to see if he had any drugs."