FOR PUBLICATION
IN
THE INTERMEDIATE COURT OF APPEALS
OF
THE STATE OF HAWAI`I
---o0o---
NO. 27224
APRIL 12, 2006
BURNS, C.J., LIM AND FOLEY, JJ.
OPINION OF THE COURT BY LIM, J.
In his appeal of the November 5, 2004 judgment of the Circuit Court of the Second Circuit (circuit court) (1) that convicted him of the charge of terroristic threatening in the first degree (2) and sentenced him to a five-year indeterminate term of imprisonment, Moses K. Kiakona (Defendant or Kiakona) contends the deputy prosecuting attorney (DPA) committed prosecutorial misconduct at the jury trial. We disagree, and affirm.. . . . I want to remind everybody the opening statements of the attorneys and their closing arguments are not evidence in the case so when you determine you know from the evidence what the facts are and when you determine you know the guilt or innocence based upon the facts that you find, they can only be found on the evidence, but the statements of the attorneys are not evidence. That doesn't mean you should just completely disregard them because the statements of the attorneys are often helpful in determining and organizing your thoughts about those.
The DPA then presented the following opening statement:
Spring break of this year, March 17th, 2004, Nicholas Terrell [(Nicholas)], who is 21 years old and Alandra Alvarado [(Alandra)] were vacationing here. Alandra is or was at that time a high school senior. It was her spring break and they decided to come to Maui to spend the week together here on Maui and they stayed in Kaanapali and they were enjoying their week over here as many tourists do.
Now, Alandra believes, although she doesn't know for sure, all she remembers is there was some kind of yield sign. They made a mistake there, tourists. They went through that yield sign and across the bridge. Again, she's not positive it is there, but Officer Nagata who will be testifying who worked on this case will testify that's where you come across a one-lane bridge where there's a yield sign heading out that way, Honolua Bay.
They tried to wave it off and apologize, you know, like oops, sorry, our mistake. They realized they had made a mistake as they got through. That wasn't good enough for him.
They turned around there and they headed back toward the Lahaina/Kaanapali area. The defendant followed and this continued all the way to Lahaina police station, somewhere in the neighborhood of -- Officer Nagata will tell you -- 12 to 15 miles, and the first part of the road is very windy road. As you're heading back in once it becomes open highway, then it opens up for a while and you get into heavy traffic as you get to Napili, Honokowai and Lahaina.
Cory Hile [(Cory)] and Keaka Kaahui [(Keaka)] will be testifying that they are driving on the road and had nothing to do with this. They're driving along on the road and they see this Jeep blow by at an extremely high rate of speed followed by a Toyota Land Cruiser at a very high rate of speed.
The defendant continued to chase. There are estimates by people guessing 70 or 80 miles an hour is their speed they were going. This is not a case of the defendant wanting to say hi to them or anything. He's chasing them. The chase ends.
They immediately went in and talked to Officer Nagata. They made a police report. The radio call went out to look for the defendant in this Land Cruiser. He was located near Shaw Street. He was stopped by the police. He made a brief statement to [Officer Kaneshiro] that they did violate a yield sign and he was pissed off that they violated the yield sign, that he wanted to talk to them about that, and explained to them that was not the proper way to do things. In this case the defendant was using his vehicle as a weapon and that's why the charge of terroristic threatening. Thank you.
Defense counsel offered the following opening statement:
Ladies and gentlemen, this case is not a case about road rage and it is not as simple as [the DPA] would like to believe.
He was driving a Jeep with his 17-year-old girlfriend in it, driving way too fast for a one-lane bridge. He could not stop at the yield sign. He forced Mr. Kiakona off of the road and into the guardrail.
Mr. Kiakona was trying to chase him in order to get information that should have been exchanged at the scene. It was Nicholas who was driving recklessly speeding through stop lights, red lights, stop signs, driving at an excessive rate of speed. Mr. Kiakona was doing his best to keep up with him.
He finally catches up with him at the stop light, rolls down the window, gave him a shaka sign to say hey, let's exchange information. His brother is still yelling and screaming and Mr. Kiakona realizes I can't keep this situation under control. It has gone far enough already. If we get out of this car, I don't know what my brother is going to do to this guy. We're getting out of here and they drove off.
He was in a situation where he was forced to try and catch up with the driver who left the scene of an accident. That's exactly what this case is about, and at the end of the case we are going to ask you to bring in a judgment of not guilty. I am certain after you hear all of the defense witnesses testify, you will be convinced Mr. Kiakona should not be convicted of Terroristic Threatening in the First Degree. Thank you.
Officer Nagata, Cory, Keaka, Officer Kaneshiro and Alandra testified for the State. James, Officer Nagata, Defendant's aunt and Defendant testified for the defense. All of the witnesses testified essentially as the DPA and defense counsel said they would.
In addition, Alandra described her ex-boyfriend Nicholas: "He's tall, blond hair, blue eyes and he's a white." Alandra also recounted her experience of the incident, starting with the standoff on the bridge:
A. When we came to -- at the moment when we came to a stop, the two people in the car kind of got -- I guess they did get angry. You could tell by the expression on their faces. They drove the car over to us kind of blocking us in where Nick didn't have another choice but to put the car in reverse and back up when there was like a hill behind us where he could have hit, but he didn't, and so the white car blocked us into the point where he we had no choice but to drive the other way back the way we came from.
A. Right after that we were pretty scared already because we could see that they were really mad and they were you know kind of -- they were trying to run us over, you know.
A. Then Nick took off. He started going really fast and for a few seconds we didn't see the car, the Toyota, so then a few seconds later we were looking in the rearview mirrors and we see the Toyota coming behind us really fast, also.
A. Because we were afraid that they would hurt us if we pulled over because we knew that they didn't just want to talk. We knew that it was more. They were angry.
A. Because like I said their expressions and the way they were coming toward us, intimidating.
A. The car, the Toyota, was -- they began to cut off the cars, the traffic behind us, and swerving in and out of lanes to get as close to us as possible. Then they would get to the side of us and use their hands to -- their hand motion to put a face or breaking neck and they would yell out the window that they were going to break our neck and stuff like that.
A. [Defendant] would say just the same stuff like, "beat you up," stuff like that.
A. They would kind of jerk the car over to us and it looked like they were going to hit us, but they didn't. They were just -- I think they were just trying to get us to pull over off the road.
A. [Nicholas] would just go faster as much as he could, and then I was panicking really bad because I was really scared and he was kind of scared, also. I knew he was scared.
Under cross-examination, Defendant's aunt had the following exchange with the DPA:
Q. So when you folks are coming out from Honokohau, the people have a right-of-way? The people coming in are supposed to wait to make sure it is clear?
A. Yeah.Q. And this tourist, he didn't follow those rules? He just went right through?
. . . .Q. This haole tourist from the mainland comes over here and he doesn't follow the rules of the road and Moses was mad?
A. He didn't call him haole. He didn't even call him names. We don't put it that way.Q. But he was mad?
A. I didn't say he was mad. If he was mad -- he's a changed man. If he was mad, would have been something worse I think.On direct examination, Defendant told his counsel:
A. Nobody moved so I jumped out of the car and told them, "Brah, you got the yield sign." The tourists always do that at that yield sign so like a natural thing. We always tell tourists, "Brah, you got yield sign." So I kept telling the guy you got the yield sign. He was like -- so I got out and tried to approach the vehicle and he was like, you know, I don't know if he thought I wanted for fight him or not. I know he started revving his engine then.
A. I was mad. I was like this guy going to come here and damage my car and I work hard for my stuff. He's not going to just do this to me and just leave. I mean I work hard for my stuff.
A. I did so many things. I was pissed off. I just -- I just went bang the guardrail and he giving me the attitude like I was wrong. You know, I was pissed off pretty much.
A. I say, you know, I was irate. "F' you, asshole. Fuck you, you asshole. Fucking pull on the side."
On cross-examination, Defendant told the DPA:
Q. Okay. Now, going back to when you were at the bridge, at the very beginning you are at the bridge at Honokohau Bay, you see this -- you have the right-of-way and you are crossing the bridge and you see this tourist Jeep coming through and you recognize it as a tourist Jeep, correct?
. . . .
A. Yeah.
A. Yes.
A. You couldn't tell they was young. In fact, I thought they was Mexicans.
A. Like I said, I couldn't see.
Q. So you would agree that Honokohau Valley on the west side of Maui that's all your home turf, right?
Q. Correct. You live there, but --
Q. That's where your family is from? Your family is from the west side?
Q. And these tourists who you thought might have been Mexicans, obviously they're not from west Maui, they didn't look like they're from west Maui?
. . . .
A. Chasing them the whole way, telling 'em for pull over with my hand, pull over.
A. I show finger, everything. I point my hand, too.
On re-direct, Defendant explained to his attorney:
Q. Mr. Kiakona, when you were first going onto the bridge, were you trying to be a bully? When you went on the bridge, did you see the tourist's car coming and you thought oh, gosh, he ran the yield sign, I am going to force him to back off of the bridge?
. . . .
. . . .
A.
Anybody who make damage a car you going to get mad. We all going to
dispute on how we going
to get damages fixed and stuff like that.
A. No.
After answering questions from the jurors, Defendant followed up with his counsel:
Q. Mr. Kiakona, regarding that particular yield sign and whether or not you ever seen other people come through it before, have you ever seen anyone come through that yield sign in such a manner as to actually cause an accident and back up traffic on the bridge?
Q. What about you?
Q. Have you ever had anyone run -- have you ever seen anybody run the yield sign and then slow down and stop anyway?
Q. So you would say that, or you wouldn't say that?
Q. To them or to yourself?
The circuit court's instructions to the jury included the following:
Instruction 4. You must consider only the evidence which has been presented to you in this case and such inferences therefrom as may be justified by reason and common sense.
Statements or remarks made by counsel are not evidence. You should consider their arguments to you, but you are not bound by their recollections or interpretations of the evidence. . . .
You must not be influenced by pity for the defendant or by passion or prejudice against the defendant. Both the prosecution and the defendant have a right to demand, and they do demand and expect that you will conscientiously and dispassionately consider and weigh all of the evidence and follow these instructions and that you will reach a just verdict.
The DPA's closing argument contained the following passages:
The defendant, as you saw in his testimony, is very, very, very good at sounding like a victim, like sounding like hey, for me he very good at it, but as you will see, his explanation and the only thing he could think of to try to explain his actions really does not make any sense at all.
He lives out in Honokohau Valley. He always sees this happening, and yet he saw the Jeep coming. He saw the Jeep violate the yield sign and he still went forward and that he didn't hit the Jeep. The Jeep didn't hit him. He hit the side according to his own explanation, so his only -- his own arrogance that got him in trouble in the first place and that is what got him in trouble.
. . . . You know that's the defendant's Land Cruiser. There's no dispute about that. Was it being used as a dangerous instruments in this -- on this fact pattern? Yes.
. . . .
So Nicholas is out there. Maybe Nicholas was cocky. Maybe he wasn't. For whatever reason he screwed up. He didn't follow the rules, okay, and that pissed the defendant off.
. . . .
He's right on you there by Honokohau Valley and Honolua Bay. That's his turf and had haoles come over here everyday and they violate that yield sign. We have the right-of-way. We have an attitude, all of us in the valley. They come over there and they come with their attitudes come over here thinking well, we can come over here and we can run all over your island. No, no. Moses got to teach these haoles a lesson, these haoles that do this over and over again to him. He's going to teach these two haoles a lesson, and he's scared them to death. He taught them a lesson. He scared them to death, but you can't do that. You can't do that to people.
Defense counsel's closing argument included the following remarks:
The government started its closing argument by telling you this case is about logic and physics. It is not. The case is about criminal intent, the intent to terrorize, and whether or not threats to terrorize were made. That is what the case is about. Logic and physics comes into play when you review the evidence.
. . . .
Not Mr. Kiakona. His testimony was clear. His testimony was so clear and brutally honest with you that he even embarrassed himself by looking at you and saying, "Yeah, you know, I have said stupid haoles and I apologize," and stuff like that. He could not have been more honest with you, and I am sure you saw that when he testified, and at any rate he indicated to you that everytime he had a chance to make a gesture or yell, he was telling him to pull over, and even Alandra Alvarado testified that when he pulled up next to them at the stop sign, he said something about the intersection and then gave them the shaka, and remember I asked her to show the jury what the symbol because she didn't know the word shaka. She called it hang loose, remember, and she showed you a symbol. That's exactly what he did.
It took all of a morning for the jury to find Defendant guilty as charged.
Defendant raises a single point of error on appeal: "The circuit court committed plain error (4) in failing to admonish the prosecutor and instruct the jury that the prosecutor's appeal to racism is intolerable and must be disregarded." Opening Brief at 24 (footnote supplied).
"Prosecutorial misconduct warrants a new trial or the setting aside of a guilty verdict only where the actions of the prosecutor have caused prejudice to the defendant's right to a fair trial." State v. McGriff, 76 Hawai`i 148, 158, 871 P.2d 782, 792 (1994) (citations omitted).
It is a well-settled principle in this jurisdiction that allegations of prosecutorial misconduct are reviewed under the harmless beyond a reasonable doubt standard, which requires an examination of the record and a determination of whether there is a reasonable possibility that the error complained of might have contributed to the conviction. Factors to consider are: (1) the nature of the conduct; (2) the promptness of a curative instruction; and (3) the strength or weakness of the evidence against the defendant.
State v. Klinge, 92 Hawai`i 577, 590, 994 P.2d 509, 522 (2000) (brackets, citations, and internal quotation marks and block quote format omitted).
As a threshold matter, we consider whether the actions of the prosecutor sub judice did indeed constitute prosecutorial misconduct. See, e.g., McGriff, 76 Hawai`i at 160, 871 P.2d at 794 (first holding that there was no prosecutorial misconduct, then considering prejudice arguendo); State v. Lincoln, 3 Haw. App. 107, 125, 643 P.2d 807, 820 (1982) ("Since we find that the [prosecutor's] comments were not improper, we need not address the question as to whether the [jury] instruction cured the problem that would have been created by an improper comment." (Footnote omitted.)).
On this threshold issue, Defendant cites the supreme court's opinion in State v. Rogan, 91 Hawai`i 405, 984 P.2d 1231 (1999), and our following opinion in State v. Shabazz, 98 Hawai`i 358, 48 P.3d 605 (App. 2002). Thereupon, he argues:
It is beyond dispute that the "haole" "blond haired blue eyed" "tourists" from the mainland to whom the prosecutor referred are the complainants Terrell and Alvarado. It is equally clear that the "local" males to whom the prosecutor referred are the defendant, Moses Kiakona, and his brother, James Kiakona. The "turf" to which the prosecutor repeatedly alluded is West Maui, where Kiakona was born and raised. The "family behind him" was a reference to Kiakona's aunt, Ulu Jaramillo and her grandchildren, who were behind Kiakona at the bridge. In the context of proving the elements of the case, the prosecutor's use of the words "tourist" "haole" "local" and all that they signify, had "no legitimate bearing on . . . [any] issue in the case, such as identification by race." Shabazz, 98 [Hawai`i] at 377, 48 P.3d at 624.
The fact that the complainants here were Caucasian tourists on vacation in Maui served no evidentiary value. Criminal statutes protect everyone in the State of Hawaii irrespective of their ethnicity, where they come from, why they are here and how long they intend to stay. Instead, the prosecutor's argument left the distinct impression that tourists, particularly blond haired blue eyed tourists from the mainland, are entitled to some higher protection by virtue of their genes and geographic location.The fact that Kiakona is a Hawaiian who was born and raised in West Maui served no evidentiary purpose. Identity, by race or otherwise, was never an issue -- Kiakona never denied driving the Toyota Landcruiser and his defense was one of no intent to terrorize. The word "turf" also had no probative value. The prosecutor here was asking the jury to convict Kiakona not on the basis of the evidence but because of Kiakona's race and a perceived racial animus between "local" males who protect their "turf" from "haole tourists" by terrorizing them to "teach them a lesson." The Shabazz court queried: ". . . why a simple reference to "young woman" would not have sufficiently served the purpose, without the volatile reference to "local[.]" Shabazz, 98 [Hawai`i] at 380, 48 P.[3]d at 627 [emphasis added]. One could ask the same question here. Here Kiakona's origin as a "local" became a "code word for race." Shabazz, 98 [Hawai`i] at 377, 48 P.[3]d at 624. Finally, the inflammatory reference to Kiakona as a "local" was further compounded by the prosecutor's statement that Kiakona was out to teach "haole tourists a lesson" "by evok[ing] sympathy for . . . [Alvarado] and represented an implied invitation to the jury to put themselves in her position." Rogan, 91 [Hawai`i] at 414, 984 P.2d at 1240.
Opening Brief at 31-32 (Ellipses, emphases, and some brackets in the original).
We disagree with Defendant's argument. The DPA did not commit Rogan/Shabazz misconduct by resort to arguments or interrogatories "that rely on racial, religious, ethnic, political, economic, or other prejudices of the jurors" and lack "a legitimate bearing on some issue in the case, such as identification by race." Shabazz, 98 Hawai`i at 376, 48 P.3d at 623 (emphasis and block quote format omitted) (quoting Rogan, 91 Hawai`i at 413, 984 P.2d at 1239).
As Defendant argued below and both parties agree on appeal, the central issue at trial was criminal intent -- whether Defendant went after Nicholas and Alandra in order to terrorize them or merely followed them in order to settle details the alleged accident entailed. The references to "turf," "locals" and "haole tourists" crystallized the motive behind Defendant's criminal intent -- his resentment of Caucasian tourists and their supposedly highhanded ways in the place where he was born and raised. And there was ample support in the evidence -- including Defendant's own testimony -- for the imputation of that motive. As Rogan and Shabazz recognized, "the mere mention of . . . status . . . as shown by the record may not be improper if it has a legitimate bearing on some issue in the case[.]" Shabazz, 98 Hawai`i at 376, 48 P.3d at 623 (block quote format omitted) (quoting Rogan, 91 Hawai`i at 413, 984 P.2d at 1239).
Where, as here, references to status had a fundamental bearing on the central issue in the case, they were not improper. Because there was no prosecutorial misconduct in the first place, our inquiry is at an end. McGriff, 76 Hawai`i at 160, 871 P.2d at 794; Lincoln, 3 Haw. App. at 125, 643 P.2d at 820.
There being no error, much less plain error, we affirm the November 5, 2004 judgment of the circuit court.
1. The Honorable Joel E. August presided.
2. Hawaii Revised Statutes (HRS) § 707-716(1)(d) (1993) provides: "A person commits the offense of terroristic threatening in the first degree if the person commits terroristic threatening: With the use of a dangerous instrument." (Enumeration omitted; format modified.) HRS § 707-715(1) (1993) provides: "A person commits the offense of terroristic threatening if the person threatens, by word or conduct, to cause bodily injury to another person or serious damage to property of another or to commit a felony: With the intent to terrorize, or in reckless disregard of the risk of terrorizing, another person[.]" (Enumeration omitted; format modified.)
3. Bolded passages infra are those specified on appeal as exceptionable or indicative of the deputy prosecuting attorney's objectionable intent.
4. Hawai`i Rules of
Penal Procedure (HRPP) Rule 52(b) (2005) provides: "Plain errors or
defects
affecting substantial rights may be noticed although they were not
brought to the attention of the
court." Obversely, HRPP Rule 52(a) (2005) provides: "Any error, defect,
irregularity or variance
which does not affect substantial rights shall be disregarded." "The
general rule is that a
reviewing court will not consider issues not raised before the trial
court." State v. Corpuz,
3
Haw.App. 206, 211, 646 P.2d 976, 980 (1982). "This court's power to
deal with plain error is one
to be exercised sparingly and with caution because the plain error rule
represents a departure
from a presupposition of the adversary system -- that a party must look
to his or her counsel for
protection and bear the cost of counsel's mistakes." State v. Kelekolio, 74 Haw.
479, 515, 849
P.2d 58, 74-75 (1993) (citation omitted). "This court will apply the
plain error standard of
review to correct errors which seriously affect the fairness,
integrity, or public reputation of
judicial proceedings, to serve the ends of justice, and to prevent the
denial of fundamental
rights." State v. Vanstory,
91 Hawai`i 33, 42, 979 P.2d 1059, 1068 (1999) (brackets, citation and
internal quotation marks omitted).